Traders Have a Need for Speed
David explains high-frequency trading and how it adversly affects small investors. He also points out things that the small investor can and should control.
Read More...Commission Brokers vs. Independent Advisors
David compares brokers to RIAs by highlighting the differences between the systems in which they operate. Also profiles Wells Fargo Advisors’s new compensation plan.
Read More...Advisors vs. Brokers
The real diffences between a stock broker and an independent advisor are the regulatory guidelines and business practices under which they work.
Read More...Questions from Viewers: Bond Bubble and Financial Regulation
David wraps up his discussion on bonds and investing then answers questions from viewers on the bond bubble and financial requlation.
Read More...The Difference Between Brokers and RIAs
David answers a viewer’s question about the difference between brokers and independent advisors.
Read More...Suitability vs. Fiduciary (Brokers vs. Advisors)
David discusses the difference between stock brokers and independent investment advisors.
Read More...David Blain in InvestmentNews: SEC vs. State Regulation
Some 4,200 advisory firms can expect more oversight and higher costs under legislation that would remove them from SEC oversight and place them under state regulation.
Read More...David Blain in InvestmentNews: New Regulations
In recent testimony on Capital Hill, the leaders of the financial services industry asked for a centralized agency to oversee all aspects of their business operations.
Read More...Rules Aren’t Made to be Brokered
There is a very important rules change being reconsidered by the Securities and Exchange Commission (SEC) that could have a considerable effect on investors.
Read More...Polls
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